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SEC Charges Terraform Labs and CEO Do Kwon with Defrauding Investors in Crypto Schemes

Terraform Labs said it has not been contacted by the SEC about the action, while SEC declined to comment.
SEC Charges Terraform Labs and CEO Do Kwon with Defrauding Investors in Crypto Schemes

SEC Proposes Enhanced Safeguarding Rule for Registered Investment Advisers

The Securities and Exchange Commission today proposed rule changes to enhance protections of customer assets managed by registered investment advisers.
SEC Proposes Enhanced Safeguarding Rule for Registered Investment Advisers

SEC Commissioner Says SEC Plan Involves Substantial Departure From Current Industry Practice

The Commission acknowledge[s] that an agreement between the custodian and the adviser would be a substantial departure from current industry practice.
SEC Commissioner Says SEC Plan Involves Substantial Departure From Current Industry Practice